Department of the Environment, Water, Heritage and the Arts home page

About us | Contact us | Publications | What's new

Settlements Header ImageSettlements Header ImageSettlements Header Image

Publications

Distinguishing wastes from non-wastes under Australia's Hazardous Waste Act

Information paper No.2: Fourth edition
Environment Australia, June 2001

Contents


Section 1 Introduction

1. The Department of the Environment and Heritage is responsible for the implementation and administration of the Hazardous Waste (Regulation of Exports and Imports) Act 1989 ('Act').

2. The Act implements Australia's obligations under the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal ('Basel Convention'). It is therefore essential that the criteria used by Australia for separating wastes from non-wastes are as consistent as possible with those used by other countries which are Parties to the Basel Convention.

3. This information paper has been prepared by the Department of the Environment and Heritage to provide guidance to industry and organisations intending to export, import or transit hazardous or other wastes on:

4. It is not always obvious whether a material is a waste or not and this paper seeks to identify common factors which can be evaluated to indicate whether or not a material may be regarded as a waste. The advice given in this paper should not be regarded as final as the paper does not overrule the operation of the Act.

5. It is important to note that even when Australia forms a view that a particular substance or object, proposed to be exported, is not a waste, it will still be subject to controls if the country of import or transit regards it as a hazardous waste.

Read the whole paper before you make a decision on whether your material is a waste or not.


Section 2 Summary of Waste and Non-Waste examples used throughout this Information Paper

6. Waste is defined, under the Hazardous Waste Act, by reference to three tables, A, B and C. Table A is a list of final disposal operations, Table B is a list of recovery operations and Table C is a list of reasons why materials are intended for operations in Tables A or B. The tables are discussed in more detail in Section 3.

7. A number of factors need to be considered before deciding whether a material is or is not a hazardous waste under the Act. These factors include:

8. The factors listed above are discussed in more detail in the following sections. Various examples of materials which are classified as either wastes or non-wastes under the Act have been used throughout this information paper to illustrate the circumstances in which these factors may apply and are summarised in Figure 1.

FIGURE 1: Summary of the Waste and Non-waste Examples used in this Information Paper.

Issues Related to Final Disposal

Waste Examples

Non-waste Examples

Spent Potlinings (Example 2)

Spent potlinings for testing are wastes because they are in Q7 of Table C and the residues are disposed of in a secure landfill after testing.

Blood & Urine Samples (Example 1)

Clinical samples for testing are non-wastes because they are not in any entry in Table C.

Issues Related to Recovery Operations

Waste Examples

Non-waste Examples

Smelting of Zinc Residues (Example 3)

Waste recovery operations can be performed in a facility which is not primarily a waste management operation.

Waste Solvents used in Cement Kilns (Example 4)

A cement kiln is not necessarily a waste management operation, but is able to use waste solvents as fuel.

 
Additional Considerations

Waste Example

Non-waste Example

Brass Dross (Example 7)

Brass dross is a waste because its production is unavoidable, it is not produced to quality controls and it is sold to a waste recovery industry.

Lead Solder Residues (Example 9)

Lead solder residues are a waste because the metallics have suffered a loss in value by being oxidised and mixed.

Spent Catalysts for regeneration / manufacture (Example 10)

Spent catalysts are a waste when destined for recovery of components but are a non-waste when destined for regeneration.

Used Computers for Disassembly (Example 12)

Used computers are wastes if destined for disassembly followed by re-use, recycling and recovery of their components.

Draining of Used Lead-Acid Batteries (Example 13)

Draining a used lead-acid battery does not return the material to a normal commercial cycle.

Dewatered Oil (Example 14)

Dewatered oil is a waste because it is fit and intended only for use in a cement kiln as fuel

Processing of nickel-cobalt ores (Examples 5&6)

Nickel ore refining can produce more than one product when there is a clear intention to produce both to a specification.

Anode Slimes (Example 8)

Anode slimes are a non-waste when produced intentionally by blending and processing to meet specifications.

Used Computers for Continued Use (Example 11)

Used computers are non-wastes if destined for continued use as computers and are in working order or require only minor repairs.

Demineralised Oil (Example 14)

Demineralised oil is a non-waste because it meets the specifications for, and can be safely used as a substitute for, diesel oil.

Transfrontier movements of materials for their Originally Intended Use

Waste Examples

Non-waste Examples

 

Used Tyres (Example 15)

Used tyres destined for continued use as tyres are a non-waste, even if they are no longer legal in the State of export, provided they are legal in the State of import.

Transfrontier movements of materials for Direct Re-use or Alternatives

Waste Examples

Non-waste Examples

Smelting of Lead Dross (Example 16)

Lead dross is a waste because it is a residue of industrial processes destined for a recovery operation in a facility that is not primarily a waste disposal operation.

 

 

 

 

 

Criteria for determining when a Waste ceases to be a Waste

Waste Examples

Non-waste Examples

Upgraded Copper Flue Dust (Example 19)

Upgraded copper flue dust is still a waste because it combines low copper with high arsenic and antimony and must be blended in at a low ratio.

Use of zinc slag for abrasive blast cleaning (Example 20)

This hazardous waste has not been subjected to a recovery operation and remains a waste intended for disposal whether or not it is used for abrasive blast cleaning before disposal.

Production of Lead Sulphate (Example 17)

Lead sulphate recovered from lead fumes is a non-waste because it has been treated to meet market demand and contaminants have been removed.

Fly Ash (Example 18)

After blending with Portland cement fly ash is no longer a waste because the threat originally posed to the environment is sufficiently diminished and the material is of sufficient beneficial use.


Section 3 Definition of Waste

Basel Convention Definition of Wastes

9. The Basel Convention defines wastes as "substances or objects which are disposed of or are intended to be disposed of or are required to be disposed of by the provisions of national law" (see www.basel.int/). Under the Convention, 'disposal' means any operation specified in Annex IV to the Convention. Annex IV contains two lists of 'disposal operations'. These are:

10. Annexe IVA has been reproduced in this paper as Table A and Annexe IVB has been reproduced in this paper as Table B.

Definition of Wastes under the Hazardous Waste Act

11. The Act adopts the Basel Convention definition but replaces the words "intended" with the word "proposed". This is because while "intended" can be hard to define, there is legal precedent for the use of "proposed" in Australia.

OECD Definition of Wastes

12. The Organisation for Economic Cooperation and Development (OECD) has established its own control system for international movements of hazardous waste, consistent with Article 11 of the Basel Convention. Under the OECD control system, wastes are defined as "materials other than radioactive materials intended for disposal, for reasons specified in Table 1".

13. OECD Table 1 has been reproduced in this paper as Table C. The Department of the Environment and Heritage uses the OECD definition for all materials, whether or not they are being exported to a country which is a member of the OECD, because it is clearer than the Basel Convention definition.

14. In 1998 the OECD adopted a Final Guidance Document for distinguishing waste from non-waste which can be found on the OECD web site (http://www.oecd.org/ehs/ehsmono/07E84188.pdf). This Information Paper follows the structure of the OECD Guidance Document.

Using Table A, Table B and Table C

15. Tables A, B and C, constitute a set of criteria used to determine whether a material satisfies the waste definition.

Table A is a list of disposal operations which do not lead to the possibility of resource recovery, recycling, reclamation, direct re-use or alternative uses;

Table B is a list of disposal operations which may lead to resource recovery, recycling, reclamation, direct re-use or alternative uses; and

Table C is a list of 16 reasons why materials are intended for disposal. These reasons are only relevant to material intended for an operation listed in Table A or Table B.

16. Please note that Tables A and B do not establish an exhaustive definition of the term disposal. Tables A, B and C are interdependent and no table should be used in isolation to determine whether a material is a waste. In addition, a material destined for an operation listed in Table A or Table B may not be a waste as the material must be destined for an operation listed in Table A or Table B for one of the reasons set out in Table C.

17. The definition of the term 'waste', in the context of the Act, hinges on the definition of 'disposal' as set out in Tables A and B. In other words the definition of waste hinges on the intended destination of a material. It should be noted that the term 'disposal' used to define 'waste' includes its consignment to a recovery operation.

In summary, a material intended for any operation specified in Table A or Table B, for one or more of the reasons listed in Table C, IS A WASTE.

TABLE A

Disposal Operations which do not lead to the possibility of Resource Recovery, Recycling, Reclamation, Direct Re-use or Alternative Uses

This table is meant to encompass all disposal operations which occur in practice, whether or not they are adequate from the point of view of environmental protection. It is taken from Annex IVA of the Basel Convention, or Table 2A of OECD Decision C(88)90(Final).

D1
Deposit into or onto land (e.g. landfill, etc.)
D2
Land treatment (e.g. biodegradation of liquid or sludgy discards in soils, etc.)
D3
Deep injection (e.g. injection of pumpable discards into wells, salt domes or naturally occurring repositories, etc.)
D4
Surface impoundment (e.g. placement of liquid or sludge discards into pits, ponds or lagoons, etc.)
D5
Specially engineered landfill (e.g. placement into lined discrete cells which are capped and isolated from one another and the environment, etc.)
D6
Release into a water body except seas/oceans
D7
Release into seas/oceans including sea-bed insertion
D8
Biological treatment not specified elsewhere in this Table or Table B which results in final compounds or mixtures which are discarded by means of any of the operations in this Table
D9
Physico chemical treatment not specified elsewhere in this Table or Table B which results in final compounds or mixtures which are discarded by any of the operations in this table
D10
Incineration on land
D11
Incineration at sea
D12
Permanent storage (e.g. emplacement of containers in a mine, etc.)
D13
Blending or mixing prior to submission to any of the operations in this table
D14
Repackaging prior to submission to any of the operations in this table
D15
Storage pending any of the operations in this table

TABLE B

Disposal Operations which may lead to Resource Recovery, Recycling, Reclamation, Direct Re-Use or Alternative Uses

This table is meant to encompass all operations with respect to materials considered to be or legally defined as hazardous wastes and which otherwise would have been destined for disposal operations included in Table A. It is taken from Annex IVB of the Basel Convention, or Table 2B of OECD Decision C(88)90(Final).

R1
Use as a fuel (other than in direct incineration) or other means to generate energy
R2
Solvent reclamation/regeneration
R3
Recycling/reclamation of organic substances which are not used as solvents
R4
Recycling/reclamation of metals and metal compounds
R5
Recycling/reclamation of other inorganic materials
R6
Regeneration of acids or bases
R7
Recovery of components used for pollution abatement
R8
Recovery of components from catalysts
R9
Used oil re-refining or other reuses of previously used oil
R10
Land treatment resulting in benefit to agriculture or ecological improvement
R11
Uses of residual materials obtained from any of the operations numbered R1-R10
R12
Exchange of wastes for submission to any of the operations numbered R1-R11
R13
Accumulation of material intended for any operation listed above

TABLE C

Reasons why materials are intended for disposal

This list is taken from Table 1 of OECD Decision C(88)90(Final).

Q1
Production residues not otherwise specified below
Q2
Off-specification products
Q3
Products whose date for appropriate use has expired
Q4
Materials spilled, lost or having undergone other mishap including any materials, equipment etc. contaminated as a result of the mishap
Q5
Materials contaminated or soiled as a result of planned actions (e.g. residues from cleaning operations, packing materials, containers, etc.)
Q6
Unusable parts (e.g. reject batteries, exhausted catalysts, etc.)
Q7
Substances which no longer perform satisfactorily (e.g. contaminated acid, contaminated solvents, exhausted tempering salts, etc.)
Q8
Residues of industrial processes (e.g. slags, still bottoms, etc.)
Q9
Residues from pollution abatement processes (e.g. scrubber sludges, baghouse dusts, spent filters, etc.)
Q10
Machining/finishing residues (e.g. lathe turnings, mill scales, etc.)
Q11
Residues from raw materials processing (e.g. mining residues, oil field slops, etc.)
Q12
Adulterated materials (e.g. oils contaminated with PCBs, etc.)
Q13
Any materials, substances or products whose use has been banned by law in the country of exportation
Q14
Products for which there is no further use (e.g. agriculture, household, office, commercial and shop discards, etc.)
Q15
Materials, substances or products resulting from remedial actions with respect to contaminated land
Q16
Any materials, substances or products which the generator or exporter declares to be wastes and which are not contained in the above categories

Section 4 Issues Related to Final Disposal Operations in TABLE A

Is the material proposed for a Final Disposal Operation in Table A?

18. If the material is proposed for a final disposal operation listed in Table A then it is unambiguously a waste. To determine whether or not it is a hazardous waste under the Act, it is necessary to refer to the hazardous characteristics listed in Annex III of the Basel Convention. Annex III has been reproduced in Information Paper No 4 "Guide to Controlled and other Wastes under Australia's Hazardous Waste Act".

19. If the material is not proposed for a final disposal operation listed in Table A, or if the answer is uncertain, the material may still be a waste and it is necessary to consider it further.

20. Difficult issues may arise when a material is exported for research or testing followed by disposal. The following two examples outline circumstances in which this issue may arise. In both of the examples, it may be argued that because these materials will be disposed of they are therefore wastes.

Example 1. Blood and urine samples

Representative samples comprising 2-3 ml of blood and urine may be imported into Australia for pathological testing that is not available in the country of origin. After testing any residues are incinerated with other waste from the laboratory. One view could be that a final disposal operation follows so closely after the testing that the samples must be considered to be wastes destined for final disposal.

However, these samples were taken intentionally from a material that was not a waste and they do not fit within any category listed in Table C. The samples are being imported for continued and lawful use for their originally intended purpose and no part of them is destined for a disposal operation until after that purpose has been accomplished. They are not considered to be wastes.

Note that although the transboundary movement of these samples is not controlled under the Hazardous Waste Act, the requirements of other legislation such as the Quarantine Act 1908 and Proclamation 1998 must be met. For human serum, blood and urine no permit is required unless the material is knowingly infected, but IATA safe handling packaging requirements must be observed. Samples of animal serum and urine always require a permit in addition to the IATA requirements. On completion of work all imported materials and the direct or indirect derivatives thereof shall be disposed of by incineration, autoclaving or other methods approved by the Director of Animal/Plant Quarantine.

Example 2. Spent potlinings

An aluminium smelter wishes to send a representative sample comprising 150 tonnes of spent potlinings to the country of manufacture to determine why the material had failed earlier than normally expected. After testing the residues of testing are to be disposed of in a secure landfill.

This material may be assigned to Q7 in Table C, substances which no longer perform satisfactorily. In this instance Australia took the view that the sample was taken from a waste and, since it was destined for final disposal, after testing, it required a permit. The proposed country of import took the contrary view, that the material was not destined for a Basel Convention disposal operation and consequently did not require a permit.

21. If, however, the examples are subjected to the questions in the whole of this paper, it may be argued in the context of Table C that there is no reason why the materials in Example 1 are intended for disposal. The blood and urine samples do not fall within any category included in Table C except Q16, where the generator or exporter has the option of declaring them to be wastes.

22. A contrary view may be taken in Example 2. The spent potlining may be assigned to Q7 in Table C, substances which no longer perform satisfactorily, and the material existed as waste destined for disposal before a decision was made to withdraw representative samples for research or testing.

23. It is important to note that a waste does not cease to be a waste because it is destined for research and testing. Section 18A (4) of the Act pays particular attention to the question of research and testing and includes, among the exceptional circumstances where an export permit for final disposal may be granted, whether the waste is needed for research or testing for the purposes of improving the management of hazardous waste.


Section 5 Issues Related to Recovery Operations in TABLE B

Is the material proposed for a recovery operation in Table B?

24. If the material is proposed for an operation listed in Table B then it is unambiguously a waste. To determine whether or not it is a hazardous waste under the Act, it is necessary to refer to the hazardous characteristics listed in Annex III of the Basel Convention. Annex III has been reproduced in Information Paper No 4 "Guide to Controlled and other Wastes under Australia's Hazardous Waste Act".

25. If the material is not destined for an operation listed in Table B it may not be a waste but it is necessary to consider it further in relation to the whole of this paper. It should be noted that the lists of final disposal and recovery operations in Tables A and B lists are merely illustrative. Table B is an illustrative list of 13 generic types of recovery operations and whilst it may not exhaustively define recovery operations, it does illustrate that a recovery operation entails a process by which materials, which are no longer fit for their originally intended purpose, are transformed into a usable state or by which materials are extracted in usable form.

26. There is a need to distinguish more clearly between Table B operations and the processing of other materials. Attempts to distinguish between recovery operations and other operations clearly indicate that the reason for disposal and the description of the operation are interdependent and must be examined at the same time to determine if the material is a waste and if the operation is a recovery operation

27. A major difficulty in this context is that the key phrase "would otherwise have been destined for operations in Table A" can be difficult to apply in practice. Although Table B describes waste recovery operations, the processes actually used may be indistinguishable from those used in commercial production processes and the distinction between the two is not always clear.

28. Under the OECD Decision, in order for a transfrontier movement of waste to fall within the scope of the Decision, the waste shall be destined for recovery operations within a facility which, under applicable domestic law, is operating or is authorised to operate in the importing country.

29. This requirement takes account of the fact that some operations, although not primarily waste management operations, utilise certain waste materials as feedstocks. Such operations do not need to be licensed as waste management facilities, and the fact that a waste is proposed to be recovered in a facility which is not licensed as a waste management facility is not sufficient to change its status as a waste. Examples 3, 4 and 7 illustrate the use of a waste as a feedstock, while Examples 5 and 6 illustrate commercial production processes.

Example 3. Smelting of zinc residues

A company proposes to import zinc residues containing 10% lead to an Imperial Smelting Furnace (ISF). The zinc residues arose in a copper smelter from a washing of gas process from the electric furnaces and may be assigned to category Q9 in Table C, residues from pollution abatement processes. In the ISF they are treated in the same way as concentrates. Concentrates, residues and oxides are proportioned and blended with recycled sinter fines. As this mix slowly passes through the sinter machine it is burnt, resulting in the release of sulphur dioxide and the partial melting of the mix into "sinter". The sinter is crushed and screened to provide rock-hard, low sulphur, lump feed which is then smelted in the ISF blast furnace. Sinter fines are returned to the sinter process.

In this instance, the residues are subjected to recovery operation R4, recycling/reclamation of metals and metal compounds, in a facility which, although not primarily a waste management operation, utilises certain waste materials as feedstocks. The zinc residues are considered to be a waste which is recovered in a facility which operates under applicable domestic law of the State of New South Wales.

Example 4. Use of waste solvents in cement kilns

Waste solvents can be used as an alternative fuel source in cement kilns. The solvents are assigned to Q7 in Table C, substances which no longer perform satisfactorily and are destined for recovery operation R1, use as a fuel (other than in direct incineration) or other means to generate energy. The acceptability of this practice depends upon the specific emission controls in place and the suitability of the furnace to accept the material and the resulting composition of the cement. It is not considered to be an environmentally sound outcome when cement is produced which would have limited application because it is contaminated rendering the material hazardous.

In this instance the cement kiln is not primarily a waste management operation, but is able to utilise certain waste materials as fuel subject to the waste material complying with the specifications for fuel used in the kiln. The waste solvents are clearly wastes in this context.


Section 6 Additional Considerations

30. In order to evaluate the status of a material, various additional considerations may be applied on a case by case basis. These considerations fall into four groups:

  1. general;
  2. characteristics and specification;
  3. environmental impact; and
  4. the use and destination of the material.

31. No particular weighting can be assigned to any of these considerations. The fact that a material may have an identified use may be a valid consideration but it should not be used in isolation to indicate the status of a material.

32. Attempts to incorporate the various additional considerations into a universal flow chart have not been successful. Efforts to incorporate all the possible scenarios into one flow chart merely illustrate the inherent circularity of the waste definition.

General Considerations

33. General considerations include:

(a) Is the material produced intentionally?

(b) Is the material made in response to market demand?

(c) Is the overall economic value of the material positive?

(d) Is the material part of the normal commercial cycle or chain of utility?

How and why is the material produced?

34. In the first question, intention can be difficult to define: most wastes, after all, are produced intentionally even if unavoidably. For example, Q5 in Table C refers to materials contaminated or soiled as a result of planned actions, such as residues from cleaning operations, packing materials and containers. These are wastes but they were produced intentionally. Intention can become a useful indicator of a material's status only by undertaking a comprehensive analysis of the material's industrial history. Examples 5, 6, 7, 8 and 9 illustrate some of these issues.

35. If the material was made in response to market demand and the purpose to which it is to be directly put forms part of the normal commercial cycle, then it is not a waste. A distinction must be drawn, however, between the normal commercial cycle and the commercial cycle which exists for the purpose of collecting, transporting, storing, recovering and disposing of waste (the commercial waste cycle). Input materials to the commercial waste cycle should normally be regarded as waste. However, output materials from this cycle may be both wastes and non-wastes.

Does the material have economic value?

36. Materials of negative economic value are almost always wastes; materials of positive economic value may be non-wastes but positive economic value by itself is not sufficient to indicate a material is a non-waste. It is important to note, however, that varying economic conditions (in time or place) may see a change in the economic value of a material, and its waste/non-waste status may be reconsidered.

Example 5. Processing of nickel-cobalt ores

Company A has sourced nickel ores from mines in Queensland and also from New Caledonia and Indonesia. The ores contain approximately 1.5% nickel and 0.15% cobalt: nickel and cobalt commonly occur together in ore bodies. The refining process produces nickel metal, nickel sulphide and cobalt sulphide. The metal sulphides are refined to a specification and sold to a company overseas for further processing. If the nickel is regarded as the primary product, the question is whether the cobalt sulphide falls within the scope of Q11 in the Q-list (residues from raw materials processing including mining residues)? In this example the cobalt sulphide is considered to fall outside the scope of the Q-list because:

a) there is clear evidence of an intention to produce both nickel and cobalt. The company's mission statement is "to provide high quality nickel and cobalt products...", and their plant was designed in 1974 to extract both nickel and cobalt from a particular ore body;

b) the cobalt sulphide meets a specification from a customer whose operations form part of a normal commercial cycle; and

c) the company has stated that the commercial viability of its operations has always depended on the sale of both materials. Cobalt sulphide comprises 20% of the company's sales and it supplies a significant fraction, 8%, of the world market.

Based on all these considerations, these materials are considered to be non-wastes.

Example 6. Processing of nickel-cobalt ores

Company B also exports sulphides which are produced in the refining of nickel ores. The nickel and cobalt sulphides are refined to specifications at the facility and exported for further processing. They are blended with other nickel concentrates from mines located around the world, and subjected to an extraction process which involves autoclave pressure leaching and solvent extraction. In this example the initial production process is not economically dependent on the production of the sulphides, but they are not considered to fall within the scope of Q11 in the Q-list because:

a) the sulphides have been subjected to a set of conventional extractive processes, with quality controls to meet a standard required and recognised by market demand;

b) this market demand comes from a normal commercial cycle, not a commercial waste cycle. The sulphides have suffered no loss in value and are in fact acquiring increased value at each step of processing; and

c) in this process, the materials can be used directly as an alternative feedstock in competition with other ores.

Based on all these considerations, these materials are considered to be non-wastes.

Example 7. Brass dross

In the production of brass alloys in electric core-type induction furnaces, oxides form on the surface of the melt. These are poor thermal conductors and inhibit complete melting. This results in considerable amounts of unmelted metal remaining on the surface of the melt, mixed up with the oxide. This is known as dross or brass dross. This dross is considered to fall within the scope of Q8, residues of industrial processes, in the Q-list because:

a) the production of the dross is an unavoidable consequence of choosing the most economical production process;

b) the dross is not produced to quality controls to meet a standard required and recognised by market demand;

c) the process is not economically dependent on the production of the dross, even though the revenue from its sale has been important to the industry;

d) the market demand for the dross comes from a waste recovery industry which separates the higher value metallics from the lower value fines. The metallics have suffered a loss in value by being mixed with the fines; and

e) when recovered, the materials are used as an alternative feedstock but this is subsidised because the dross is subject to lower tariffs than primary metal.

The dross is also destined for recovery operation R4, recycling/reclamation of metals and metal compounds and is considered to be a waste.

Characteristics and Specification

(e) Is the production of the material subject to quality control?

(f) Does the material meet well developed nationally and internationally recognised specifications/standards?

37. The question of whether a material's production has been subject to quality control, or that it meets recognised standards, may also provide indicators in the context of producing a material to meet an established specification. This in turn may help clarify whether the fate of the material is waste recovery or a production process.

Environmental Impact

(g) Do these standards include environmental considerations, in addition to technical or economic considerations?

(h) Is the use of the material as environmentally sound as that of a primary product?

(i) Does the use of the material in a production process cause any increased risks to human health or the environment greater than the use of the corresponding raw material?

Use and Destination of the Material

Is a recovery operation necessary?

(j) Is further processing required before the material can be directly used in a manufacturing/commercial application?

(k) Is this processing limited to minor repair?

(l) Is the material still suitable for its originally intended purpose?

(m) Can the material be used for another purpose as a substitute material?

(n) Will the material actually be used in a production process?

(o) Does the material have an identified use?

(p) Can the material be used in its present form or in the same way as a raw material without being subjected to a recovery operation?

(q) Can the material only be used after it has been subjected to a recovery operation?

38. If the material can only be used, as an input material in a process, after it has been subjected to a recovery operation (ie further processing is required) then the material is considered a waste. In Example 8 a recovery operation is not required but in Example 9 it is.

Example 8. Anode slimes

A company sources copper and copper/gold concentrates from different mines and processes them in furnaces and converters before casting the copper into anodes which are sent to another plant for electrolytic refining. The anodes typically contain 99.7 % copper and the remaining 0.3 % comprises gold, silver, nickel and arsenic. The anodes are placed in a liquid electrolyte and the copper ions migrate to be electroplated onto steel cathodes.

Gold and silver materials in the anode do not dissolve in the electrolyte. Along with lead, tin, bismuth, antimony and arsenic, these elements form anode slimes which accumulate in the cells and are removed at intervals. This process increases the concentration of gold: the anode slimes contain about one thousand times more gold than the original concentrate. After removal, the anode slimes are thickened in a holding tank, filtered to about 15 % moisture using a tube press and packed into bulk bags for export to an overseas facility.

The overseas facility separates the remaining copper from the anode slimes in a sulphuric acid leaching process. After the separation of selenium, the anode slimes are smelted in an electric furnace to produce Doré metal (an alloy rich in precious metals) and a slag containing precious metals. The slag is processed in an electric furnace in order to recover the precious metals.

The company does not consider the anode slimes to be a waste for the following reasons. First, the company argued that, the material clearly has economic value and this is high because of the value of the gold. The market value of the anode slimes is typically more than 50 times the unit value of the refined copper metal produced by the company.

Second, the material is produced intentionally. Although the company is primarily in the business of producing copper, it supplements its own concentrate by buying in additional copper-gold feedstock which is deliberately chosen for its gold content. Gold frequently occurs with copper in mineral deposits and earnings from both the gold and copper contained in the mineral concentrates produced by mining are economically important.

The material is made in response to market demand. Not only do markets for anode slimes exist, there is also competition among buyers who are aiming to compete by achieving economies of scale. The production of the material is subject to quality control, beginning with careful blending of the concentrates so that the desired content of gold is achieved in the resultant anode slimes, and ending with spear sampling of every bag produced for analysis of copper, gold, silver, palladium and moisture.

The material meets well-developed specifications laid down by the processor. These specify precise concentrations of twelve metallic elements plus moisture content. The Australian producer has had to adjust the moisture content on occasion to remain within specification but has no experience of being out-of-specification with the metallic elements. The specifications are primarily technical and economic, but there are charges for penalty elements such as selenium and arsenic and these are relevant to environmental considerations.

The material remains part of the normal commercial cycle: there has been no loss of value and the production of the anode slimes has been so arranged that it is used as an effective mechanism for increasing the concentration of gold in the material. The applicant company provided evidence, in the form of documents on the public record, of its intention to produce both copper and gold.

Third, the material does not require a recovery operation before being subjected to the Doré (separation) process. In other words it does not require a processing step which is outside the normal commercial cycle.

It may be concluded, from the following considerations taken together, that this particular material is not a waste:

(a) the anode slimes are not proposed for a final disposal operation in Table A;

(b) the anode slimes are not proposed for an operation which may lead to resource recovery, recycling, reclamation, direct re-use or alternative use, as in the Table B, for the reasons set out in the rest of this list;

(c) the anode slimes have a financial value far greater than that of the primary copper product;

(d) feedstocks are deliberately selected, purchased and blended to achieve a specified concentration of gold in the resultant slimes;

(e) the production of the material is subject to strict quality control and testing;

(f) the material must meet strict specifications set out by the buyer;

(g) the specifications contain penalty causes relating to the presence of environmentally hazardous metals; and

(h) the applicant demonstrated clear evidence of intent to produce both copper and gold.

Example 9. Lead solder residues

A company producing soft solder collects up to 40 tonnes of solder residues per year. Most comes from customers' solder baths (oxides/drosses, spills and splashes). Some is waste solder from car radiator repair shops and scrap dealers and the remainder comprises the internal arisings of oxides from the company's own production processes

A second source of residue generation is from the manufacturer's own recycling operations. Solder residues from various sources are put through a gas-fired reverberatory furnace to recover the maximum possible amount of metallics by melting. About 70 % of the metal can be recovered in this way but about 30 % comprises a residue which is still oxidised and is drummed for export. At the same time a small amount of baghouse dust is produced (600 kg/year).

The company proposes to export 40 t/year of residues, with an overall composition of about 40 % lead, 30 % tin, 4 % zinc, 2 % chloride (from fluxes) and 1 % copper. These comprise arisings from internal recycling operations, other residues which are collected but not recycled, and the 600 kg of baghouse dust. There is no Australian recycling facility but an overseas facility can recover tin and lead values through smelting with coke and fluxes.

In considering whether the solder residues are a waste, the following factors are considered:

(a) the solder residues have economic value because they may be sold, mainly for the value of the tin content.

(b) the solder residues are not produced intentionally. The manufacturer aims to make metal, not dross, and seeks to minimise the quantity of dross produced. The residues are not made in response to market demand: the manufacturer is not seeking to maximise production so that more can be sold. There is some quality control but this is directed mainly at the production of metal and the process seeks to minimise the quantity of metallics in the dross. The use of a gas-fired furnace influences the kind of material that is produced but the furnace was not chosen with a view to producing a particular type of residue.

(c) the solder residues do not meet well developed nationally and internationally recognised specifications/standards but this is not unreasonable because this is a small-volume and highly specialised material. The inputs are tightly controlled and as a result there is little variation between batches. Specifications for the material do not include environmental considerations.

(d) the solder residues are no longer part of the normal commercial cycle or chain of utility. They are proposed for sale to a processor whose company profile describes the company as smelters and refiners of secondary tin-, lead- and antimony-containing raw materials. They buy and process these materials to recycle and recover the metal content as tin-lead solder alloy and antimonial lead alloy. The company's business is buying wastes for recovery and returning this waste to the normal commercial cycle.

(e) a recovery operation is necessary because the material cannot be used in its present form or in the same way as a raw material until it has been processed through a reducing furnace. The material is a waste because it falls within the scope of Q8, residues of industrial processes, in Table C and is destined for recovery operations R4, recycling/reclamation of metals and metal compounds, and R11, uses of residual materials obtained from any of the operations numbered R1-R10. The latter applies to residues already subjected to operation R4 in the gas-fired reverberatory furnace.

Therefore, it may be concluded that the lead solder residues are a waste. It is relevant that:

(a) the production of the residues is an unavoidable consequence of choosing the most economical production process;

(b) there is some quality control in the production of the residues but this is directed mainly at the production of the metal: the residue quality is almost incidental;

(c) the process is not economically dependent on the production of the dross and steps are taken to minimise the amount of dross produced;

(d) the market demand for the residues comes from a secondary metals processor who returns waste to the normal commercial cycle. The metallics have suffered a loss in value by being oxidised and mixed.

39. If the processing required extends only to minor repairs, as in Examples 10 and 11, then a material should not be regarded as a waste because processing of this nature could not be regarded as a recovery or recycling operation. Examples 12, 13 and 14 provide examples of operations that are not regarded as minor repairs.

Example 10. Export of spent catalysts for regeneration/remanufacture

A company wishes to export spent catalysts for regeneration/remanufacture to maintain catalyst activity. Operation R8 in Table B refers to recovery of components from catalysts. Regeneration does not fall within the scope of R8 but it is necessary to consider whether it could fall within the definition of a recovery operation.

Catalyst life can vary anywhere between 2-6 years: the activity of the catalyst reduces as it becomes coated in coke and other carbon products. Regeneration usually involves simply burning off the coke. This can be an odorous process and so it is preferably carried out off-site. Because the regeneration process can stress the molecular structure of the catalyst, regeneration is usually only possible a limited number of times, usually three. Once the catalyst is considered beyond regeneration it is disposed of by operation R8, recovery of components from catalysts.

The catalyst regeneration process is not considered to fall within the definition of a recovery operation because all that happens is that a film of coke or other material is burned off the catalyst. The life of the catalyst is not determined by the coking itself, but by structural stresses resulting from the regeneration process and by metallic contamination. Catalysts destined for regeneration do not fall within the definition of a recovery operation but catalysts destined for recovery of components (operation R8) do.

Example 11. Export of used computers for continued use

Australia exports used computers for sale and continued use as computers. These often require minor repairs to restore them to working order before sale. Such repairs include replacement of broken parts or mother boards, or upgrading of chips. The computers may be assigned to Q14 in Table C, products for which there is no further use, but the minor repairs are not considered to be R-list operations and the computers are not considered to be wastes. Note, however, that the term minor repair is not considered to encompass reconstruction of single units from multiple units.

Example 12. Export of used computers for disassembly

In addition to the circumstances in Example 13, Australia has also exported used computers for disassembly followed by re-use, recycling and recovery of their components. The computers are assigned to Q14 in Table C and are classified as a waste (although not necessarily a hazardous waste) destined for R3, R4 and R5, recycling/reclamation of organic substances, metals and other inorganic materials. If the computers to be exported for disassembly contain hazardous components or constituents, recognised as hazardous under the Basel Convention, to the extent that they possess any of the hazardous characteristics listed in Annex III, then the computers themselves would be regarded as hazardous and regulated as hazardous wastes under the Convention. Nickel-cadmium batteries, mercury switches, glass from cathode-ray tubes and lead and cadmium in printed circuit boards are examples of hazardous constituents which may be present in hazardous concentrations.

Example 13. Draining of used lead-acid batteries

Used lead-acid batteries are in demand within the commercial waste cycle, but fall outside the normal commercial cycle for the production of refined lead. The batteries may be prepared for transport by draining off the acid; this could be described as minor processing, but merely draining the battery does not return the material to a normal commercial cycle (that is, its intended use), This could only be achieved if the battery was then refilled and it operated in the normal way. The drained battery remains within the commercial waste cycle because a recovery or recycling operation is still required before a material (lead metal) is obtained which is of direct use in a manufacturing/production process.

Example 14. Dewatered and demineralised oils

An oil recycling company produces either a dewatered oil by allowing the oil to stand and draining off the water, or a demineralised oil by operating a counter current partuition process that heats, demineralises and dewaters the oil. The dewatered oil can be used in cement kilns as a fuel. The demineralised oil has been processed to meet the specifications for use as diesel fuel and can be safely used as a substitute for diesel oil.

The dewatered oil would still be classified as a Basel waste because it is fit and intended only for an operation in the Table B (R1, use as a fuel other than by direct incineration). The demineralised oil, on the other hand, has been processed to the point where it meets the specifications for, and can be safely used as a substitute for, diesel oil: it is not a waste.


Section 7 Transfrontier Movements of Materials for their Originally Intended Use

Is the material still suitable for its originally intended purpose?

40. Consider a material, which can still be legally used for its original purpose in one country, which is exported to another country. The imported material is legally used for its original purpose in the importing country. In these circumstances, the material has not been destined for a recovery operation which is operating or is authorised to operate in the importing country. Therefore transfrontier movements of such materials are unlikely to fall within the scope of the Act. Examples include: a second-hand motor vehicle sold to another person (in another country) for continued use as a motor vehicle; and the export of used computers to another country for continued use as computers (as in Example 11).

41. Both of the above are examples of material which can be continually and lawfully used in both the exporting and importing countries. It is generally accepted that the transfrontier movement of a material between two countries does not fall within the scope of the Act when the material, which could still be legally used in the country of export, is exported for its continued use for its original purpose and that such use is legally allowed in the country of import. In these circumstances it is unlikely that the material satisfies the waste definition in either country.

42. However, consider the transfrontier movement of a material, no longer fit for its intended purpose in one country (e.g. out-of-date, or no longer conforms to the minimum legal standards for appropriate use in the exporting country) to another country, where the material can and will be used for its originally intended purpose. The continued use of the material in this other country is legitimate because the relevant minimum standards are less stringent in the importing country and the material can and will be used for its originally intended purpose, as in Example 15. Although the material is no longer fit for its intended purpose in the country of export, it is unlikely to fall within the definition of waste set out in the Act because it appears not to be intended for an operation specified in Table A or Table B. It would only fall within the Act if controlled under the national legislation of the other country involved.

Example 15. Export of used tyres

Used tyres are not classified as hazardous wastes under Article 1.1(a) of the Basel Convention and may be commercially traded and exported from one country to another country for continued use. The tyres are exported because they no longer meet the legal requirements in the country of export. However, the legal requirements in the importing country are different (i.e. less stringent) and the used tyres are considered to be fit for their original intended purpose. The tyres may be assigned to Q13, any materials, substances or products whose use has been banned by law in the country of exportation. In the absence of national legislation to the contrary, they are not considered to be wastes because they are not destined for an operation in Table A or Table B.


Section 8 Transfrontier Movements of Materials for Direct Re-Use or Alternative Uses

Is the material proposed for direct re-use or alternative uses?

43. The heading of Table B refers to "direct re-use" and "alternative uses". "Direct Re-use" has been described as the act of reclaiming some portion of a waste stream which would otherwise have been sent to final disposal and using the reclaimed fraction without physical and/or chemical transformation for the same purpose as would be served if comparable virgin materials were employed. "Alternative Uses" has been described as the same as direct re-use except that the reclaimed portion of the waste stream was not used for the same purpose as would be served if comparable virgin materials were employed, but rather as a substitute for other virgin materials.

44. There is potential for confusion because a material may be destined for direct re-use or alternative uses but the particular operations may or may not fall into any of the operations R1-R13. Some direct re-use or alternative uses may fall within the scope of operations R1, R2, R6, R9 and R10, but others may not. For example, the use of a spent pickle liquor as a flocculant in a waste-water treatment plant falls with the definition of re-use or alternative uses but cannot be assigned to any R-operation. The spent liquor falls within the definition of waste and should be subject to controls because of the contaminants it contains which would not be found in the primary raw material that it replaces, but it does not fall into any of the operations R1-13. In an attempt to clarify the position, Canada has added the following operations to the Canadian Export and Import of Hazardous Waste Regulations:

"R14 Recovery or regeneration of a substance or use or re-use of a hazardous waste, other than by any operation set out in R1 to R10"

45. It is important to note that because direct re-use and alternative uses are already covered by the heading to Table B, this additional R-operation is a clarification of the definition, not an extension.

46. Some countries consider that a specific waste material, destined for a specific operation that falls within the above definitions, may represent a threat to the environment that is reduced to the extent that no purpose is served by subjecting it to the controls normally applied to a waste. Such countries operate a system known as "conditional exemption" under the following circumstances:

a) the material must be transported directly from the producer to the process in which it is to be used; and

b) the material must be directly and completely used as an ingredient in the process; and

c) the process must not be classified as (or comparable to) a waste management process.

47. The above system of conditional exemptions is applied on a case-by-case basis. The facts of each individual case are taken into account when considering an application for a conditional exemption. It is important to note that the granting of a conditional exemption to a particular material does not remove that material from the scope of the waste definition. This means that all countries involved in a transboundary movement must agree to exempt the material and must have legal systems that permit them to do so. Conditional exemptions are not widespread at present and none have been granted under the Australian Act. Example 16 illustrates a typical movement from Australia that falls within the relevant circumstances.

Example 16. Smelting of lead dross

An Australian company proposes to export lead dross containing 60-80% lead to a non-ferrous smelter in another country. The lead dross originates during the refining process of lead, with the purpose of separating and concentrating other non-ferrous metals, after drossing (decoppering). It may be assigned to category Q8 of Table C, residues of industrial processes. The dross cannot be processed in Australia because of the high arsenic and silver content.

In this instance, the residues are subjected to recovery operation R4, recycling/ reclamation of metals and metal compounds. The competent authority of the State of import has certified that the refining process is a production process, not comparable with a waste disposal process, with the purpose of recovering the remaining metals. Nevertheless, the competent authority is still of the opinion that this material is to be considered as a waste because, among other things, of its origin and composition (presence of heavy metals higher than 1,000 mg per kg dry weight arsenic).

The competent authority of the State of import has also certified that the particular smelter is recognised as a preauthorised facility for the environmentally sound recovery of non-ferrous metals classified as residues, solid wastes or hazardous wastes, including lead dross. The plant is duly authorised by an integrated permit limiting emissions to air, water and soil, and is submitted to permanent monitoring and regular inspections

The competent authority of the State of import first judged that the legal regimen of the international transfer of waste did not apply in this case because the waste is directly transported from the place of origin to the place of recovery. There it will be used completely and without any pretreatment as a raw material in a production process that is not comparable with a waste disposal process. The State of import therefore declared that if the competent authority in the State of origin agreed with the non-application of the regulations, international movements may take place accompanied only by copies of the relevant declarations.

In this example the lead dross is subject to the regulations of all States involved, despite the conditional exemption granted by the State of import. This is because the laws of the State of origin, Australia, make no provision for non-application of the regulations, and because there are two States of transit which require the full notification and consent procedure to be applied, including payment of financial guarantees. It is important to note that wastes may only be exempted from the regulations applying to transboundary movement when every State involved in a movement has agreed to the exemption.

48. Example 16 illustrates circumstances where the competent authority of the country of import believes that the control procedures do not make a substantial contribution to the objectives of their regulations, in this case to preserve, to protect and to improve the quality of the environment. Despite this, the countries of export and transit require that the waste be subject to the notification and consent procedures and one country of transit also requires a financial guarantee sufficient to ensure that where an approved consignment cannot be disposed of as planned, alternative environmentally acceptable disposal arrangements can be made by the competent authority.

49. Example 16 encapsulates two quite different ways of looking at the same material. The countries of export and transit see a material assigned to Q8 in Table C and having hazardous characteristics: that is, a hazardous waste that must be tracked to ensure that it is disposed of in an environmentally sound and efficient manner. The country of import sees a feedstock indistinguishable from other feedstocks, and as a result requiring no more controls than are applied to other feedstocks.

50. The most important point is that while the countries involved may differ on the need to control this transboundary movement, all are agreed that the material falls within the definition of hazardous waste. This does in fact pose some problems of interpretation for the country of import, which has issued two determinations about the facility and process in question. One determination states that the facility is a preauthorised facility for the environmentally sound recovery of residues, solid wastes and hazardous wastes. The other states that the process is not comparable with a waste disposal process. These determinations do not appear to be consistent with each other.


Section 9 Criteria for Determining when a Waste Recovery Process has produced a non-waste

51. When a waste is subjected to a recovery process more than one material can be produced at the end of the process and a separate evaluation will be required for each one. It is likely that at least one of the materials produced at the end of the process could be a waste. The fact that a material meets recognised national or international standards or specifications when it is derived from an environmentally sound recovery operation may provide evidence that it is not a waste. However, the existence of a standard or specification is not in itself sufficient. The purpose to which a 'recovered material" is to be subjected can also assist in determining whether the recovery operation has been sufficient (or full enough) to produce a non-waste from a waste.

52. For example, the draining of lead-acid batteries could be said to meet a specification (i.e. that the batteries be transported dry). Merely draining a used lead-acid battery, for transportation purposes, does not alter the status of the battery under the Act. The drained batteries would still be a waste, although they would no longer be controlled under the Dangerous Goods code.

53. All of the diagnostic and indicative questions identified earlier, used to evaluate whether a material is a waste, should also be applied when evaluating whether a material derived from a waste recovery process is a waste. However, for such materials there are additional factors that may need to be taken into account, including the following.

(a) Can the material be used for another purpose as a substitute material?

(b) Is the use of the material as environmentally sound as that of a primary product?

(c) Will the material actually be used in a production process?

(d) Does the material have an identified use?

(e) Does the use of the material in a production process cause any increased risks to human health or the environment greater than the use of the corresponding raw material?

54. The above paragraphs attempt to identify areas of concern that need to be addressed in developing criteria for this purpose. It appears that the degree of processing and indeed the type of processing are major concerns of many countries. For example, the simple sorting of a waste to meet an industrial specification is not considered, by many countries, to constitute an adequate means of recovery/recycling/reclamation.

55. A waste ceases to be a waste when a recovery, or another comparable, process, eliminates or sufficiently diminishes the threat posed to the environment by the original material (waste). In general a non-waste will have been produced from a recovery process when:

a) it requires no further processing by an operation specified in Table B; and

b) the recovered material can and will be used in exactly the same way as a material which has not been defined as a waste, and

c) the recovered material meets all relevant health and environmental requirements.

56. In Example 17 the process of manufacturing lead sulphate from trapped fumes can be regarded as a waste recovery process, whereas the subsequent process of smelting lead using the recovered lead sulphate as feedstock can be regarded as a production process. The key concept that makes the lead sulphate a non-waste is the existence of a waste recovery step in which hazardous contaminants are removed so that the resulting material meets the specifications required for direct use in a production process.

Example 17. Production of lead sulphate

A proposed export of lead sulphate was produced as a result of treating fumes from a copper smelter. The fumes were produced as a direct result of copper smelting and all gas from the smelting processes was finally cleaned in a baghouse. The trapped fumes were high in lead content and at this stage were assigned to Q9 in Table C, residues from pollution abatement processes.

The fumes are classified as a waste because they are then subjected to pre-treatment and hydrometallurgical leaching to remove contaminants such as zinc, copper and cadmium which can cause problems in lead smelting. On completion of this recovery operation, the recovered material is known as lead sulphate and is dried and packed to customer requirements. The grade of this material is such that it replaces lead concentrate feed to a smelter. At this stage the material has been treated to meet market demand, the contaminants have been removed as a waste stream, and the lead sulphate has re-entered the normal commercial cycle as a feedstock that may be used in the same way as a material of non-waste origin.

57. In Example 18 a hazardous waste is subjected to simple processes, size selection and testing for conformity to a specification related to its proposed use, that may be sufficient under some circumstances to render a material a non-waste. In this example, the material obtained through size selection continues to be regarded as a waste until its use eliminates or sufficiently reduces the threat which it poses to the environment.

Example 18. Fly ash

A company wishes to know whether flyash destined for use as a cementitious material in concrete and mortar would be considered a hazardous waste. Although most Australian flyash falls below concentration cut-off levels for Annex I constituents, this particular flyash is hazardous because in a TCLP test it generates 30 mg/L antimony in the leachate, or 100 times the concentration cut-off set under the Hazardous Waste Act.

Fly ash is produced by burning pulverised coal in power stations. It is removed from the furnace exit gases, either by electrostatic precipitators or bag filters, and is usually sluiced to ash disposal dams. Although at this stage flyash is a waste, it is also finding increasing application as a low-cost substitute for Portland cement.

Flyash destined for cement manufacture is processed to a degree because the fine fraction (less than 45 microns) is preferred. When collected by electrostatic precipitators the coarser fractions are mostly precipitated in the first stage and the finer grades in the second and third stages. There are also ways of emptying baghouses that separate in part the finer fractions from the coarser fractions. In addition, cyclonic centrifuges may be used to achieve further separation.

Before flyash can be accepted as a cement substitute in Australia it must be tested for conformity with Australian Standard 3582 Part 1. This includes specified minimum requirements for the percentage that passes a 45 micron sieve and maximum requirements for loss on ignition, moisture content and sulfuric anhydride content. The standard also sets out reportable properties for which a purchaser may demand the most recent test results: these include available alkali content, relative density, water requirement and strength, and chloride ion content.

Flyash typically replaces 25 percent of the cement, but may be used at up to 70 percent in some instances. Concrete incorporating flyash has approximately the same strength as concrete made entirely from Portland cement, but the presence of flyash enhances sulfate and chloride resistance and this can be beneficial in marine or industrial environments.

This use of flyash appears to fall within the scope of Table B, not as an operation on the R-list but as "Alternative uses". That is, use of a reclaimed portion of the waste stream without physical and/or chemical transformation as a substitute for other virgin materials. The question that arises is when does the flyash cease to be a waste? Is it after it has been collected and tested in accordance with Australian Standard 3582 Part 1, or is it after it has been made into concrete and mortar?

The reclaimed portion of the flyash will require no further processing by a Table B operation when it has been used as a substitute for Portland cement. After blending with Portland cement the material will no longer be a waste because the threat posed to the environment by the original waste will be sufficiently diminished and the material will be of sufficient beneficial use (see paragraph 45).

58. In Examples 19 and 20 hazardous wastes are subjected to various processes, such as hydrometallurgy, crushing, drying, sizing and packaging for sale, that may be sufficient under some circumstances to render a material a non-waste. In Example19 and 20, however, the processes do not eliminate or sufficiently diminish the threat posed to the environment by the original material, neither do they yield a material that can be used in exactly the same way as a material which has not been defined as a waste. The materials remain hazardous wastes.

Example 19. Upgraded copper flue dust

A flue dust was produced in a copper roaster and subjected to hydrometallurgical treatment to reduce the arsenic content. After treatment it still contained relatively high concentrations of arsenic (3.7%) and antimony (2.0%) and a relatively low copper content (16.7%). Smelters often combine such poor-quality feedstock with other materials with compensatory levels of the same elements. The question was whether the treated material was still a waste.

After smelting the antimony would be disposed of in a slag produced from the process but the high arsenic levels could potentially pose a problem when disposed of through the gas handling system. The key issue in determining the material's status was whether the levels of copper, antimony and arsenic remaining after its upgrading were comparable to levels in materials commonly traded for use as a feedstock in smelters. Advice was obtained that the treated flue dust in terms of arsenic and antimony was well outside the range of commonly traded concentrates, which traded in the range 0.5% to 1% with exceptions up to 2%. Copper concentrates generally traded in the copper concentration range of 28% to 32% with lower quality concentrates around 25%. The 16.7% copper in the flue dust material was exceptionally low."

The material was proposed for smelting in a facility which treated annually 50,000 tonnes of copper concentrates, comprising 30,000 tonnes of Type A and 20,000 tonnes of Type B. Type A contained 20-22.5% copper, 0.15-0.25% arsenic and 0.15-0.25% antimony. Type B contained 24-25% copper, 2-4% arsenic and 0.7-0.9% antimony. It was intended that the flue dust material be blended with one or both of these. In Type A, copper was reasonably high and arsenic and antimony were both low. In Type B, arsenic was high but this was compensated by high copper and low antimony.

The flue dust material combined a low copper concentration (16.7%) with high concentrations of arsenic (3.7%) and antimony (2.0%). Normally when purchasing feedstock one would accept one or two disadvantages because something else would compensate for them. For example, in concentrate Type B referred to above, high copper and low antimony compensated for high arsenic. In the flue dust material, however, there were three disadvantages and no compensations and this suggested the material was still a waste.

Because of these disadvantages it would be necessary to feed the material in at a low ratio of about 40:1. This would have to be spread over the greater part of a year and suggested bleeding in of a waste rather than blending in of a non-waste material. Feedstock were typically blended at ratios of 60:40 or 70:30.

Therefore, the processing of the flue dust had not reduced the hazard sufficiently for the flue dust to cease to be a waste. No examples had been found of similar materials sold in commercial quantities of 20,000 to 30,000 tonnes, neither had it been demonstrate that other facilities were interested in taking the material. The material was still a hazardous waste.

Example 20. Use of zinc slag for abrasive blast cleaning

Zinc slag containing 0.7% lead and 0.1% arsenic is taken from a smelter. At this point it is classified both as a Basel waste (A1080, waste zinc residues etc) and an OECD waste (AA020, zinc wastes including, ash, residue, slag etc). It may be assigned to entry Q8, residues of industrial processes, in Table C. The slag is crushed, dried and sized and the material is sold for abrasive blast cleaning of metal surfaces.

In Australia and New Zealand, health regulations and Codes require that abrasive blasting take place under controlled conditions with specified ventilation and personal protection. Use of this material in uncontrolled abrasive blasting produces a dust which, if inhaled, leads to elevated blood levels of lead. If swallowed, it leads to elevated blood levels of lead and arsenic.

The used abrasive material in most instances has to be disposed of in a secure landfill. At this point the material is an OECD amber list waste (AB130, used blasting grit) and is a Basel waste under A1080. The specifications for disposal vary between States.

An evaluation of this material yields the following conclusions:

a) the material can be used for another purpose as a substitute material;

b) the use of the material for that purpose is not as environmentally sound as that of a primary product. The processes of crushing, drying and sizing have not rendered the original slag less hazardous, and have very likely increased the availability of its hazardous constituents. It is not environmentally sound to use a hazardous waste in a process that would not, in itself, inevitably generate a hazardous waste;

c) the material will not actually be used in a production process;

d) the material has an identified use; and

e) the use of this material in abrasive blast cleaning causes an increased risk to human health and the environment greater than the use of the corresponding raw material. There are alternatives available on the market which are not inherently hazardous.

This hazardous waste has not been subjected to a recovery operation or other process that eliminates or sufficiently diminishes the threat posed to the environment by the original material. It remains a waste intended for disposal, regardless of whether it is used for abrasive blast cleaning before that disposal.

It is concluded, therefore, that transboundary movement of hazardous slags for abrasive blast cleaning is subject to control under the Act.


Who Do I Contact for Further Information?

The Hazardous Waste Section of the Department of the Environment and Heritage is the competent authority under the Basel Convention and undertakes the processing of permit applications.

You can contact people in the Hazardous Waste Section or find out information in a variety of different ways:

Information Papers on the Hazardous Waste Act available from the Department of the Environment and Heritage

Information Paper No. 1: A guide to Australia's laws on importing and exporting hazardous waste. Under Review.

Information Paper No. 2: Distinguishing wastes from non-wastes under Australia's hazardous Waste Act. Fourth Edition.

Information Paper No. 3: Australian guide to exporting and importing hazardous waste: Applying for a permit. Second Edition.

Information Paper No. 4: Guide to controlled and other wastes under Australia's Hazardous Waste Act (1998).

Information Paper No. 5: Setting concentration cut-off levels for metal-bearing wastes under Australia's Hazardous Waste Act. Second Edition.

Information Paper No. 6: Assessment of environmentally sound management of hazardous waste destined for recovery operations in non-OECD countries (1999).

Specific Guidance Papers

Guidance Paper: The hazardous status of zinc and copper ash, dross and residues under the Hazardous Waste Act.

Guidance Paper: The hazard status of waste electrical and electronic assemblies or scrap under the Hazardous Waste Act.

All of the Information Papers are available from the Internet Homepage located at http://www.environment.gov.au/epg/hwa.html.

Please check on the Internet Homepage to make sure you have the latest version of this Information Paper.


Download the paper

This paper is also available as a PDF file. You will need Adobe Acrobat Reader installed on your computer to view the PDF file.

If you cannot access the paper, please contact us to organise a suitable alternative format.

© Commonwealth of Australia